Audit Profession News & Events » Compliance http://inaudit.com Sat, 20 Dec 2014 01:14:46 +0000 en hourly 1 http://wordpress.org/?v=3.2.1 Financial Reporting Council Publishes Its Annual Report for 2011/12 /blog/compliance-blog/financial-reporting-council-publishes-its-annual-report-for-201112-26722/ /blog/compliance-blog/financial-reporting-council-publishes-its-annual-report-for-201112-26722/#comments Wed, 03 Oct 2012 16:54:39 +0000 editors /?p=26722 /blog/compliance-blog/financial-reporting-council-publishes-its-annual-report-for-201112-26722/feed/ 0 Former “Teach Me to Trade” Salesman to Settle Securities Fraud Charges and Pay a $200,000 Penalty /blog/compliance-blog/former-%e2%80%9cteach-me-to-trade%e2%80%9d-salesman-to-settle-securities-fraud-charges-and-pay-a-200000-penalty-26313/ /blog/compliance-blog/former-%e2%80%9cteach-me-to-trade%e2%80%9d-salesman-to-settle-securities-fraud-charges-and-pay-a-200000-penalty-26313/#comments Fri, 28 Sep 2012 06:02:26 +0000 editors /?p=26313 /blog/compliance-blog/former-%e2%80%9cteach-me-to-trade%e2%80%9d-salesman-to-settle-securities-fraud-charges-and-pay-a-200000-penalty-26313/feed/ 0 FRC Publishes Lab Report on ‘Net Debt Reconciliations’ /blog/compliance-blog/frc-publishes-lab-report-on-net-debt-reconciliations-25565/ /blog/compliance-blog/frc-publishes-lab-report-on-net-debt-reconciliations-25565/#comments Thu, 20 Sep 2012 02:25:53 +0000 editors /?p=25565 /blog/compliance-blog/frc-publishes-lab-report-on-net-debt-reconciliations-25565/feed/ 0 2013 U.S. GAAP Financial Reporting Taxonomy Now Available for Public Review and Comment /blog/compliance-blog/2013-u-s-gaap-financial-reporting-taxonomy-now-available-for-public-review-and-comment-24145/ /blog/compliance-blog/2013-u-s-gaap-financial-reporting-taxonomy-now-available-for-public-review-and-comment-24145/#comments Fri, 31 Aug 2012 10:28:40 +0000 editors /?p=24145 /blog/compliance-blog/2013-u-s-gaap-financial-reporting-taxonomy-now-available-for-public-review-and-comment-24145/feed/ 0 SEC Issues Financial Literacy Study /blog/compliance-blog/sec-issues-financial-literacy-study-24135/ /blog/compliance-blog/sec-issues-financial-literacy-study-24135/#comments Fri, 31 Aug 2012 10:12:18 +0000 editors /?p=24135 /blog/compliance-blog/sec-issues-financial-literacy-study-24135/feed/ 0 SEC Proposes Rules to Implement JOBS Act Provision /blog/compliance-blog/sec-proposes-rules-to-implement-jobs-act-provision-24095/ /blog/compliance-blog/sec-proposes-rules-to-implement-jobs-act-provision-24095/#comments Fri, 31 Aug 2012 05:31:45 +0000 editors /?p=24095 /blog/compliance-blog/sec-proposes-rules-to-implement-jobs-act-provision-24095/feed/ 0 IOSCO Consults on Technological Challenges to Market Surveillance /blog/compliance-blog/iosco-consults-on-technological-challenges-to-market-surveillance-23771/ /blog/compliance-blog/iosco-consults-on-technological-challenges-to-market-surveillance-23771/#comments Thu, 23 Aug 2012 07:42:11 +0000 editors /?p=23771 /blog/compliance-blog/iosco-consults-on-technological-challenges-to-market-surveillance-23771/feed/ 0 SEC Adopts Rules Requiring Payment Disclosures by Resource Extraction Issuers /blog/compliance-blog/sec-adopts-rules-requiring-payment-disclosures-by-resource-extraction-issuers-23766/ /blog/compliance-blog/sec-adopts-rules-requiring-payment-disclosures-by-resource-extraction-issuers-23766/#comments Thu, 23 Aug 2012 07:34:19 +0000 editors /?p=23766 /blog/compliance-blog/sec-adopts-rules-requiring-payment-disclosures-by-resource-extraction-issuers-23766/feed/ 0 SEC Adopts Rule for Disclosing Use of Conflict Minerals /blog/compliance-blog/sec-adopts-rule-for-disclosing-use-of-conflict-minerals-23756/ /blog/compliance-blog/sec-adopts-rule-for-disclosing-use-of-conflict-minerals-23756/#comments Thu, 23 Aug 2012 07:24:38 +0000 editors /?p=23756 /blog/compliance-blog/sec-adopts-rule-for-disclosing-use-of-conflict-minerals-23756/feed/ 0 AICPA Recommends Changes to IRS Form 990 Used by Public Charities /blog/compliance-blog/aicpa-recommends-changes-to-irs-form-990-used-by-public-charities-23712/ /blog/compliance-blog/aicpa-recommends-changes-to-irs-form-990-used-by-public-charities-23712/#comments Wed, 22 Aug 2012 09:58:37 +0000 editors /?p=23712 /blog/compliance-blog/aicpa-recommends-changes-to-irs-form-990-used-by-public-charities-23712/feed/ 0 Basel Committee Issues Document on Risks in Settling Foreign Exchange Transactions /blog/compliance-blog/basel-committee-issues-document-on-risks-in-settling-foreign-exchange-transactions-23419/ /blog/compliance-blog/basel-committee-issues-document-on-risks-in-settling-foreign-exchange-transactions-23419/#comments Mon, 20 Aug 2012 12:29:17 +0000 editors /?p=23419 /blog/compliance-blog/basel-committee-issues-document-on-risks-in-settling-foreign-exchange-transactions-23419/feed/ 0 OFT Publishes Provisional Findings on Yellow Pages Undertakings /blog/compliance-blog/oft-publishes-provisional-findings-on-yellow-pages-undertakings-23093/ /blog/compliance-blog/oft-publishes-provisional-findings-on-yellow-pages-undertakings-23093/#comments Fri, 10 Aug 2012 10:01:40 +0000 editors /?p=23093 /blog/compliance-blog/oft-publishes-provisional-findings-on-yellow-pages-undertakings-23093/feed/ 0 FASB Issues Accounting Standards Update /blog/compliance-blog/fasb-issues-accounting-standards-update-22195/ /blog/compliance-blog/fasb-issues-accounting-standards-update-22195/#comments Mon, 30 Jul 2012 08:42:54 +0000 editors /?p=22195 /blog/compliance-blog/fasb-issues-accounting-standards-update-22195/feed/ 0 New Rules on Packaged Accounts Published /blog/compliance-blog/new-rules-on-packaged-accounts-published-22191/ /blog/compliance-blog/new-rules-on-packaged-accounts-published-22191/#comments Mon, 30 Jul 2012 08:39:14 +0000 editors /?p=22191 /blog/compliance-blog/new-rules-on-packaged-accounts-published-22191/feed/ 0 IASB Staff to Develop Guidance for Micro-sized Entities Applying IFRS for SMEs /blog/compliance-blog/iasb-staff-to-develop-guidance-for-micro-sized-entities-applying-ifrs-for-smes-22116/ /blog/compliance-blog/iasb-staff-to-develop-guidance-for-micro-sized-entities-applying-ifrs-for-smes-22116/#comments Fri, 27 Jul 2012 07:09:05 +0000 editors /?p=22116 /blog/compliance-blog/iasb-staff-to-develop-guidance-for-micro-sized-entities-applying-ifrs-for-smes-22116/feed/ 0 Regulatory Treatment of Valuation Adjustments to Derivative Liabilities /blog/compliance-blog/regulatory-treatment-of-valuation-adjustments-to-derivative-liabilities-22112/ /blog/compliance-blog/regulatory-treatment-of-valuation-adjustments-to-derivative-liabilities-22112/#comments Fri, 27 Jul 2012 06:58:30 +0000 editors /?p=22112 /blog/compliance-blog/regulatory-treatment-of-valuation-adjustments-to-derivative-liabilities-22112/feed/ 0 Capitalisation of Bank Exposures to Central Counterparties /blog/compliance-blog/capitalisation-of-bank-exposures-to-central-counterparties-22107/ /blog/compliance-blog/capitalisation-of-bank-exposures-to-central-counterparties-22107/#comments Fri, 27 Jul 2012 06:48:22 +0000 editors /?p=22107 /blog/compliance-blog/capitalisation-of-bank-exposures-to-central-counterparties-22107/feed/ 0 Basel III FAQs on Counterparty Credit Risk Rules /blog/compliance-blog/basel-iii-faqs-on-counterparty-credit-risk-rules-22103/ /blog/compliance-blog/basel-iii-faqs-on-counterparty-credit-risk-rules-22103/#comments Fri, 27 Jul 2012 06:34:24 +0000 editors /?p=22103 /blog/compliance-blog/basel-iii-faqs-on-counterparty-credit-risk-rules-22103/feed/ 0 Matthew Brown Settles Penny Stock Manipulation Charges /blog/compliance-blog/matthew-brown-settles-penny-stock-manipulation-charges-22051/ /blog/compliance-blog/matthew-brown-settles-penny-stock-manipulation-charges-22051/#comments Thu, 26 Jul 2012 12:34:29 +0000 editors /?p=22051 /blog/compliance-blog/matthew-brown-settles-penny-stock-manipulation-charges-22051/feed/ 0 CRMA PER Recipients Required to Comply with CPE Requirements in Year Following Activation /blog/compliance-blog/crma-per-recipients-required-to-comply-with-cpe-requirements-in-year-following-activation-21854/ /blog/compliance-blog/crma-per-recipients-required-to-comply-with-cpe-requirements-in-year-following-activation-21854/#comments Tue, 24 Jul 2012 07:59:38 +0000 editors /?p=21854 /blog/compliance-blog/crma-per-recipients-required-to-comply-with-cpe-requirements-in-year-following-activation-21854/feed/ 0 Report on Independent Oversight of Regulation of the Audit, Accountancy and Actuarial Professions /blog/compliance-blog/report-on-independent-oversight-of-regulation-of-the-audit-accountancy-and-actuarial-professions-21644/ /blog/compliance-blog/report-on-independent-oversight-of-regulation-of-the-audit-accountancy-and-actuarial-professions-21644/#comments Fri, 20 Jul 2012 03:02:49 +0000 editors /?p=21644 /blog/compliance-blog/report-on-independent-oversight-of-regulation-of-the-audit-accountancy-and-actuarial-professions-21644/feed/ 0 EFRAG, ANC and FRC Issue Discussion Paper /blog/compliance-blog/efrag-anc-and-frc-issue-discussion-paper-21401/ /blog/compliance-blog/efrag-anc-and-frc-issue-discussion-paper-21401/#comments Fri, 13 Jul 2012 05:34:01 +0000 editors /?p=21401 /blog/compliance-blog/efrag-anc-and-frc-issue-discussion-paper-21401/feed/ 0 Dods/DeHavilland Merger Inquiry Formally Cancelled /blog/compliance-blog/dodsdehavilland-merger-inquiry-formally-cancelled-20887/ /blog/compliance-blog/dodsdehavilland-merger-inquiry-formally-cancelled-20887/#comments Thu, 05 Jul 2012 04:33:17 +0000 editors /?p=20887 /blog/compliance-blog/dodsdehavilland-merger-inquiry-formally-cancelled-20887/feed/ 0 Ken C. Joseph Named Head of Investment Adviser/Investment Company Examination Program in SEC’s New York Regional Office /blog/compliance-blog/ken-c-joseph-named-head-of-investment-adviserinvestment-company-examination-program-in-secs-new-york-regional-office-20858/ /blog/compliance-blog/ken-c-joseph-named-head-of-investment-adviserinvestment-company-examination-program-in-secs-new-york-regional-office-20858/#comments Wed, 04 Jul 2012 12:12:21 +0000 editors /?p=20858 /blog/compliance-blog/ken-c-joseph-named-head-of-investment-adviserinvestment-company-examination-program-in-secs-new-york-regional-office-20858/feed/ 0 Basel Committee Issues Consultative Document on Monitoring Intraday Liquidity Management /blog/compliance-blog/basel-committee-issues-consultative-document-on-monitoring-intraday-liquidity-management-20736/ /blog/compliance-blog/basel-committee-issues-consultative-document-on-monitoring-intraday-liquidity-management-20736/#comments Tue, 03 Jul 2012 17:28:33 +0000 editors /?p=20736 /blog/compliance-blog/basel-committee-issues-consultative-document-on-monitoring-intraday-liquidity-management-20736/feed/ 0 Basel Committee Issues Consultative Document /blog/compliance-blog/basel-committee-issues-consultative-document-20677/ /blog/compliance-blog/basel-committee-issues-consultative-document-20677/#comments Fri, 29 Jun 2012 10:12:00 +0000 editors /?p=20677 /blog/compliance-blog/basel-committee-issues-consultative-document-20677/feed/ 0 SEC Adopts New Procedures for Reviewing Clearing Submissions /blog/compliance-blog/sec-adopts-new-procedures-for-reviewing-clearing-submissions-20670/ /blog/compliance-blog/sec-adopts-new-procedures-for-reviewing-clearing-submissions-20670/#comments Fri, 29 Jun 2012 10:06:29 +0000 editors /?p=20670 /blog/compliance-blog/sec-adopts-new-procedures-for-reviewing-clearing-submissions-20670/feed/ 0 AICPA Submits Comments to IRS on Transfers from Irrevocable Trusts /blog/compliance-blog/aicpa-submits-comments-to-irs-on-transfers-from-irrevocable-trusts-20594/ /blog/compliance-blog/aicpa-submits-comments-to-irs-on-transfers-from-irrevocable-trusts-20594/#comments Thu, 28 Jun 2012 15:25:08 +0000 editors /?p=20594 /blog/compliance-blog/aicpa-submits-comments-to-irs-on-transfers-from-irrevocable-trusts-20594/feed/ 0 The Internal Audit Function in Banks /blog/compliance-blog/the-internal-audit-function-in-banks-20588/ /blog/compliance-blog/the-internal-audit-function-in-banks-20588/#comments Thu, 28 Jun 2012 15:22:38 +0000 editors /?p=20588 /blog/compliance-blog/the-internal-audit-function-in-banks-20588/feed/ 0 FASB Publishes Proposal for Disclosing Liquidity and Interest Rate Risk /blog/compliance-blog/fasb-publishes-proposal-for-disclosing-liquidity-and-interest-rate-risk-20571/ /blog/compliance-blog/fasb-publishes-proposal-for-disclosing-liquidity-and-interest-rate-risk-20571/#comments Thu, 28 Jun 2012 15:05:06 +0000 editors /?p=20571 /blog/compliance-blog/fasb-publishes-proposal-for-disclosing-liquidity-and-interest-rate-risk-20571/feed/ 0